As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/06/2016
  • TELETRADE BULGARIA SOJSC, SOFIA
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
10/05/2004
  • THE MAYFLOWER GROUP
A warning PDF of date 10/05/2004 (new window) CBF (BELGICA) 
16/06/2010
  • TORTOLA CAPITAL
A warning PDF of date 16/06/2010 (new window) CBFA (BELGICA) 
23/01/2008
  • TALBOT REESE
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
27/10/2021
  • TROJAN FUNDS (CLONE) /
A warning PDF of date 27/10/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN IRLANDA Y DENOMINADA TROJAN FUNDS (IRELAND) PLC.
03/05/2018
  • TOTAL INTERNATIONAL C.P.A. LTD (USA)
A warning PDF of date 03/05/2018 (new window) CBI (IRLANDA) 
15/06/2022
  • TRADING GLOBAL SWAPS FINANCIAL INC.
A warning PDF of date 15/06/2022 (new window) CBI (IRLANDA) 
13/07/2016
  • TRADITIONAL FUNDS PLC (CLON)
A warning PDF of date 13/07/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
21/12/2022
  • TEZOS GLOBAL (CLONE)
A warning PDF of date 21/12/2022 (new window) CBI (IRLANDA) 
28/09/2022
  • TCS INSURANCE COMPANY OF IRELAND DAC (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO, ENTRE OTROS, DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA

Consultation criteria: By type unauthorised entities, By initial T.