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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 49
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/12/2006
  • TRUST GROUP INTERNATIONAL
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
13/08/2008
  • TRUST FINANCE FIDELITY BANK
A warning PDF of date 13/08/2008 (new window) JFSC (JERSEY) 
13/04/2004
  • TRUST & BOND CLEARING HOUSE
A warning PDF of date 13/04/2004 (new window) FSC (ISLA DE MAN) 
13/06/2012
  • TRUCKER FX CORPORATIONS
A warning PDF of date 13/06/2012 (new window) CYSEC (CHIPRE) 
07/11/2018
  • TRSYSTEM (OPERANDO COMO CFDS100)
A warning PDF of date 07/11/2018 (new window) FCA (REINO UNIDO) 
24/03/2021
  • TRS MARKETS
A warning PDF of date 24/03/2021 (new window) CSSF (LUXEMBURGO) 
22/10/2008
  • TROY LANSDOWNE
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
19/09/2012
  • TROWBRIDGE CAPITAL
A warning PDF of date 19/09/2012 (new window) FSA (REINO UNIDO) 
27/10/2021
  • TROJAN FUNDS (CLON) /
A warning PDF of date 27/10/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN IRLANDA Y DENOMINADA TROJAN FUNDS (IRELAND) PLC.
21/10/2015
  • TRM GROUP
A warning PDF of date 21/10/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.