As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/02/2011
  • SWISS GROUP & PARTNER
A warning PDF of date 09/02/2011 (new window) FMA (AUSTRIA) 
05/12/2018
  • SWISS GOLDEN INVESTMENT BANK
A warning PDF of date 05/12/2018 (new window) SFSA (SUECIA) 
27/06/2012
  • SWISS GLOBAL ASSET MANAGEMENT
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SIGUIENTES ENTIDADES DEBIDAMENTE AUTORIZADAS: SWISS & GLOBAL ASSET MANAGEMENT (LUXEMBOURG) SA Y SWISS & GLOBAL ASSET MANAGEMENT SA
22/03/2023
  • SWISS FX INVESTMENTS
A warning PDF of date 22/03/2023 (new window) FCA (REINO UNIDO) 
15/02/2012
  • SWISS FINANCIAL SERVICES INC.
A warning PDF of date 15/02/2012 (new window) SFSA (SUECIA) 
29/02/2012
  • SWISS FINANCIAL SERVICES
A warning PDF of date 29/02/2012 (new window) FSA (REINO UNIDO) 
21/07/2010
  • SWISS EQUITY INVESTMENT
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
23/03/2011
  • SWISS CORP. INTERNATIONAL
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA) 
23/01/2019
  • SWISS CAPITAL INVEST HOLDING LTD (OPERANDO COMO SWISS CAPITAL INVEST) (CLON)
A warning PDF of date 23/01/2019 (new window) FCA (REINO UNIDO) 
29/03/2017
  • SWISS CAPITAL INVEST (SWISS CAPITALINVEST / SWISS-CAPITALINVEST) / ATLASREFERENCE UNIPESSOALLDA
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.

Consultation criteria: By type unauthorised entities, By initial S.