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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 65
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/08/2011
  • SANDFORD HALE & CO.
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO) 
07/10/2020
  • SANDS CAPITAL (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
03/04/2013
  • SANEFX BINARY
A warning PDF of date 03/04/2013 (new window) MFSA (MALTA) 
15/06/2011
  • SANFORD C. BERNSTEIN LIMITED
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 
29/05/2019
  • SANFORD CAPITAL GROUP (CLON)
A warning PDF of date 29/05/2019 (new window) FCA (REINO UNIDO) 
23/03/2011
  • SANTANDER INVESTMENT SECURITIES GROUP
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA)ESTA SOCIEDAD NO PERTENECE NI TIENE NINGUNA VINCULACION CON GRUPO BANCO SANTANDER CUYA PAGINA WEB ES WWW.SANTANDER.COM
04/04/2012
  • SANTIAGO MERGERS AND ACQUISITIONS
A warning PDF of date 04/04/2012 (new window) FSA (REINO UNIDO) 
04/01/2012
  • SANWA HOLDINGS
A warning PDF of date 04/01/2012 (new window) FMA (AUSTRIA) 
23/11/2011
  • SANWA HOLDINGS
A warning PDF of date 23/11/2011 (new window) SFSA (SUECIA) 
10/07/2019
  • SAP ONE
A warning PDF of date 10/07/2019 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial S.