As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 87
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2016
  • SAMEDAY LOANS
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO) 
18/10/2017
  • SAMEDAY LOANS / SAME DAY LOANS (CLON)
A warning PDF of date 18/10/2017 (new window) FCA (REINO UNIDO) 
27/01/2016
  • SAMSON CAPITAL GROUP
A warning PDF of date 27/01/2016 (new window) FCA (REINO UNIDO) 
25/04/2012
  • SAMUEL MATTHEW
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS DENOMINADAS ING INVESTMENT MANAGEMENT (UK) LIMITED E ING ASSET MANAGEMENT BV
06/06/2018
  • SANATA GROUP EOOD / PENTACLE GROUP LTD
A warning PDF of date 06/06/2018 (new window) CONSOB (ITALIA) 
16/02/2022
  • SANDERFX
A warning PDF of date 16/02/2022 (new window) FCA (REINO UNIDO) 
10/08/2011
  • SANDFORD HALE & CO.
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
06/04/2011
  • SANDFORD HALE & CO.
A warning PDF of date 06/04/2011 (new window) FMA (AUSTRIA) 
23/02/2011
  • SANDFORD HALE & CO.
A warning PDF of date 23/02/2011 (new window) DFSA (DINAMARCA) 
18/08/2011
  • SANDFORD HALE & CO.
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial S.