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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 65
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/06/2021
  • SINCLAIR UPTON CAPITAL MANAGEMENT
A warning PDF of date 30/06/2021 (new window) AMF (FRANCIA) 
30/06/2021
  • SECUREDAILYWEALTH.COM/BITCOINPRO/
  • SECUREDAILYWEALTH.COM/THE-BITCOIN-ERA/
A warning PDF of date 30/06/2021 (new window) AMF (FRANCIA)LOS ORGANISMOS SUPERVISORES DE FRANCIA (AFM Y ACPR) ADVIERTEN ACERCA DE LA ACTIVIDAD DE ENTIDADES QUE OFRECEN INVERSIONES EN FOREX Y CRIPTOACTIVOS SIN ESTAR AUTORIZADAS.
23/06/2021
  • SWEUK CONSULTING / SWEUK CONSULTANCY LIMITED
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
09/06/2021
  • S.P. INC
A warning PDF of date 09/06/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/05/2021
  • SUPER SAVER RATES
A warning PDF of date 19/05/2021 (new window) FCA (REINO UNIDO) 
19/05/2021
  • SPARX FUNDS PLC (CLON)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.
19/05/2021
  • SPARX FUNDS PLC (CLON)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN SPARX FUNDS PLC.
19/05/2021
  • STATE STREET LIQUIDITY (CLON)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN STATE STREET LIQUIDITY PLC.
19/05/2021
  • STATE STREET LIQUIDITY (CLON)
A warning PDF of date 19/05/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN STATE STREET LIQUIDITY PLC.
19/05/2021
  • SWISSQB247
A warning PDF of date 19/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial S.