As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 27 out of 35
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/05/2005
  • ROY ATKINSON
A warning PDF of date 25/05/2005 (new window) FSC (ISLA DE MAN) 
29/03/2006
  • RANDSTAD SECURITIES & VAULTS
A warning PDF of date 29/03/2006 (new window) FSC (ISLA DE MAN) 
05/07/2006
  • REMINGTON INDEX FUNDS
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN) 
16/11/2005
  • RAPID PRIVATE BANK
A warning PDF of date 16/11/2005 (new window) FSC (ISLA DE MAN) 
05/07/2006
  • REMINGTON YORK LTD
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN)VER ADVERTENCIAS CNMV
25/01/2006
  • ROYAL FINANCIAL & SECURITIES SERVICES
A warning PDF of date 25/01/2006 (new window) FSC (ISLA DE MAN) 
05/07/2006
  • REMINGTON FTSE INDEX FUNDS
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN) 
25/05/2005
  • ROY ATKINSON
A warning PDF of date 25/05/2005 (new window) FSC (ISLA DE MAN) 
27/04/2005
  • RHODE S LAW OFFICE UK
A warning PDF of date 27/04/2005 (new window) FSC (ISLA DE MAN) 
18/01/2006
  • ROSE STEVIE
A warning PDF of date 18/01/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial R.