As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/12/2006
  • PINNACLE CREDIT AND FINANCE
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • PLATINUM INDEX
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
21/03/2007
  • PEGASUS VENTURES
A warning PDF of date 21/03/2007 (new window) DFSA (DINAMARCA) 
21/03/2007
  • PEGASUS VENTURES
A warning PDF of date 21/03/2007 (new window) FSAN (NORUEGA) 
25/04/2007
  • PORTSMOUTH ESCROW SERVICE LLC
A warning PDF of date 25/04/2007 (new window) FSA (REINO UNIDO) 
31/10/2007
  • PRIORITY VENTURE MANAGEMENT
A warning PDF of date 31/10/2007 (new window) SFSA (SUECIA) 
28/11/2007
  • PHBC
A warning PDF of date 28/11/2007 (new window) AMF (FRANCIA) 
23/01/2008
  • PANCISCO INTERNATIONAL INC
A warning PDF of date 23/01/2008 (new window) SFC (HONG KONG) 
13/02/2008
  • PALLADIUM CATHAY INTERMEDIARIES
A warning PDF of date 13/02/2008 (new window) SFSA (SUECIA) 
13/02/2008
  • PRESTIGE ASSET MANAGEMENT
A warning PDF of date 13/02/2008 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial P.