As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 41 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/09/2020
  • PENSION CASH SOLUTIONS
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
11/12/2019
  • PENSION CASH NOW
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
22/07/2020
  • PENNYWORTH INVESTMENTS LIMITED
A warning PDF of date 22/07/2020 (new window) FMA (AUSTRIA) 
09/04/2019
  • PENNBERG KPO LLC
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
14/10/2009
  • PENN CAPITAL MANAGEMENT, LTD.
A warning PDF of date 14/10/2009 (new window) FMA (AUSTRIA) 
18/03/2009
  • PENINSULA CAPITAL LTD.
A warning PDF of date 18/03/2009 (new window) FMA (AUSTRIA) 
01/04/2009
  • PENINSULA CAPITAL LTD.
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
10/11/2010
  • PENFOLD & PARTNERS LTD.
A warning PDF of date 10/11/2010 (new window) SFSA (SUECIA) 
28/12/2016
  • PENFLOW LTD (CLON)
A warning PDF of date 28/12/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
06/02/2013
  • PENDULUM CAPITAL MARKETS INC. (USA)
A warning PDF of date 06/02/2013 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial P.