As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 40 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/07/2021
  • PROFXMARKET (CLONE)
A warning PDF of date 14/07/2021 (new window) FSMA (BELGICA) 
15/09/2021
  • PREMIUM TRADE
A warning PDF of date 15/09/2021 (new window) FMA (AUSTRIA) 
22/09/2021
  • PINECONE TOKENISED FUND
A warning PDF of date 22/09/2021 (new window) CSSF (LUXEMBURGO) 
29/09/2021
  • PLUS CFD LTD
A warning PDF of date 29/09/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
29/09/2021
  • PRIVATE INVESTMENT INDEMNITY COMPANY (CLONE)
A warning PDF of date 29/09/2021 (new window) CBI (IRLANDA)EL CBI ADVIERTE QUE LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON PI INDEMNITY COMPANY DAC, ENTIDAD DEBIDAMENTE AUTORIZADA POR EL CBI.
17/11/2021
  • PRIMUS TRADER
A warning PDF of date 17/11/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
24/11/2021
  • PLATINEX / LITHE GROUP LTD
A warning PDF of date 24/11/2021 (new window) FMA (AUSTRIA) 
24/11/2021
  • PLATINUM CAPITAL
A warning PDF of date 24/11/2021 (new window) CSSF (LUXEMBURGO) 
15/12/2021
  • PROFITMARKETSCFD
A warning PDF of date 15/12/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/12/2021
  • PRIM GLOBAL REACH LTD/ PRIMEATRADE LIMITED/ FX PUBLICATIONS INC.
A warning PDF of date 15/12/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial P.