As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 39 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/09/2012
  • PROFESSIONAL FINANCIAL ADVISORS
A warning PDF of date 26/09/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA UTILIZA EL NOMBRE Y DOMICILIO DE UNA ANTIGUA ENTIDAD REGISTRADA POR LA FSA QUE ACTUALMENTE NO ESTA OPERATIVA
19/09/2012
  • PROFIDEX LIMITED
A warning PDF of date 19/09/2012 (new window) EI_CBI (IRLANDA) 
22/08/2012
  • PEX GLOBAL INC
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 
08/08/2012
  • PREMIER GROUP LIMITED
A warning PDF of date 08/08/2012 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
18/07/2012
  • PRIME MANAGEMENT
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO) 
18/07/2012
  • PIONEER GLOBAL INVESTMENTS
A warning PDF of date 18/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PIONEER GLOBAL INVESTMENTS LIMITED
18/07/2012
  • PACIFIC TYCOON
A warning PDF of date 18/07/2012 (new window) AMF (FRANCIA) 
11/07/2012
  • PHARMA HOLDINGS
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 
04/07/2012
  • PROFTON S.A. (4XFINITY)
A warning PDF of date 04/07/2012 (new window) FMA (AUSTRIA) 
20/06/2012
  • PRO SMART ADVISORS
A warning PDF of date 20/06/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON AL ENTIDAD QUE ESTUVO DEBIDAMENTE REGISTRADA PRO SMART

Consultation criteria: By type unauthorised entities, By initial P.