As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 36 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/06/2014
  • PL SECURITIES
A warning PDF of date 18/06/2014 (new window) FCA (REINO UNIDO) 
28/05/2014
  • PREMIER MERGERS AND ACQUISITIONS
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO) 
26/02/2014
  • PRIVATE CAPITAL
A warning PDF of date 26/02/2014 (new window) AMF (FRANCIA) 
26/02/2014
  • PRESTIGE BANQ
A warning PDF of date 26/02/2014 (new window) FSMA (BELGICA) 
19/02/2014
  • PALMER SMITH ADVISORS
A warning PDF of date 19/02/2014 (new window) CSSF (LUXEMBURGO) 
18/12/2013
  • PROFESCAPITAL SP. Z O.O.
A warning PDF of date 18/12/2013 (new window) KNF (POLONIA) 
06/11/2013
  • PICTET PRIVATE WEALTH MANAGEMENT
A warning PDF of date 06/11/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS PICTET ASSET MANAGEMENT LIMITED Y PICTET INVESTMENT COMPANY LIMITED
06/11/2013
  • PAN AMERICAN GLOBAL PARTNERS
A warning PDF of date 06/11/2013 (new window) FCA (REINO UNIDO) 
09/10/2013
  • PACIF FIRST SECURITIES
A warning PDF of date 09/10/2013 (new window) FCA (REINO UNIDO) 
14/08/2013
  • PARKER & BOYD
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial P.