As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/03/2002
  • POWERS BOOTH LTD
A warning PDF of date 05/03/2002 (new window) EI_CBI (IRLANDA) 
24/05/2002
  • PACIFIC FEDERAL, S.A.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
24/05/2002
  • PREMIER EQUITIES LIMITED
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
13/12/2002
  • PRIME PACIFIC HOLDINGS LIMITED
A warning PDF of date 13/12/2002 (new window) EI_CBI (IRLANDA) 
21/02/2003
  • PRIME PACIFIC HOLDINGS LIMITED
A warning PDF of date 21/02/2003 (new window) EI_CBI (IRLANDA) 
12/05/2003
  • PHOENIX ASSET MANAGEMENT, SA
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
12/05/2003
  • PREMIER EQUITIES LIMITED
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
12/05/2003
  • PACIFIC FEDERAL, S.A.
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
12/05/2003
  • PHOENIX PARTNERS, SL
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
14/01/2004
  • PRIME FORESTRY GROUP
A warning PDF of date 14/01/2004 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities, By initial P.