As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 41 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/12/2020
  • PARAGON FINANCE
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO) 
20/01/2021
  • PERSONAL FINANCIAL SOLUTIONS (CLONE)
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PERSONAL FINANCIAL SOLUTIONS LTD.
23/12/2020
  • PLUTUS.PRO
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
16/12/2020
  • PM LOANS / PMLOANS (CLON)
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA THE MONEY HIVE LIMITED.
09/12/2020
  • PIVOTECH GLOBAL LTD (OPERANDO COMO SUPERFIVE / SUPER-FIVE / SUPER5)
A warning PDF of date 09/12/2020 (new window) FCA (REINO UNIDO) 
07/10/2020
  • PRUDENTIAL BONDS / PRUDENTIAL FINANCIAL PLANNING (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
07/10/2020
  • PRUDENTIAL (CLON)
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA PRUDENTIAL PLC
14/10/2020
  • PROPERTY INVESTOR EXPERT
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
16/09/2020
  • PARILEASE WEALTH / PARILEASE (UK) WEALTH MANAGEMENT (CLON)
A warning PDF of date 16/09/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • PREMIER PROTECT 365/ PREMIER PROTECT HOLDINGS LTD
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial P.