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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/09/2004
  • P & A VOILIS SA
A warning PDF of date 08/09/2004 (new window) HCMC (GRECIA) 
10/10/2012
  • P.A.N. SECURITIES LP - MERGERS AND ACQUISITIONS
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACION CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LOS ESTADOS UNIDOS DENOMINADA P.A.N. SECURITIES, LP
09/10/2013
  • PACIF FIRST SECURITIES
A warning PDF of date 09/10/2013 (new window) FCA (REINO UNIDO) 
08/02/2012
  • PACIFIC ALLIANCE MERGERS & ACQUISITIONS LIMITED
A warning PDF of date 08/02/2012 (new window) FSA (REINO UNIDO) 
13/04/2005
  • PACIFIC ASSURANCE TRUST
A warning PDF of date 13/04/2005 (new window) FSC (ISLA DE MAN) 
08/03/2006
  • PACIFIC BANKING CORPORATION
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
08/03/2006
  • PACIFIC BANKING INTERTRUST
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
30/01/2013
  • PACIFIC CAPITAL MANAGEMENT
A warning PDF of date 30/01/2013 (new window) FSA (REINO UNIDO) 
10/12/2008
  • PACIFIC CAPITAL PARTNERS
A warning PDF of date 10/12/2008 (new window) SFSA (SUECIA) 
04/10/2017
  • PACIFIC CHIBA TRUST
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).

Consultation criteria: By type unauthorised entities, By initial P.