As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 42 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/03/2007
  • PEGASUS VENTURES
A warning PDF of date 21/03/2007 (new window) FSAN (NORUEGA) 
25/04/2012
  • PELICAN TRADING GROUP
A warning PDF of date 25/04/2012 (new window) FSAN (NORUEGA) 
15/02/2012
  • PLATINUM ACCOUNT GROUP
A warning PDF of date 15/02/2012 (new window) FSAN (NORUEGA) 
21/10/2009
  • PARK EAST CAPITAL
A warning PDF of date 21/10/2009 (new window) FSAN (NORUEGA) 
22/02/2012
  • PARAMOUNT FINANCIAL GROUP
A warning PDF of date 22/02/2012 (new window) FSAN (NORUEGA) 
02/12/2009
  • PELL FUTURES
A warning PDF of date 02/12/2009 (new window) FSAN (NORUEGA) 
10/11/2010
  • PHOENIX MERGERS AND ACQUISITIONS
A warning PDF of date 10/11/2010 (new window) FSAN (NORUEGA) 
08/09/2010
  • PRENTICE MANAGEMENT CORP.
A warning PDF of date 08/09/2010 (new window) FSAN (NORUEGA) 
07/12/2005
  • PRIVATE INVESTI CONSULTING
A warning PDF of date 07/12/2005 (new window) FSC (ISLA DE MAN) 
15/10/2008
  • PRINKIPO CONSULTING AND TRADE LIMITED
  • PC & T (IOM) LIMITED
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial P.