As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 56
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/05/2017
  • PSI RESEARCH
A warning PDF of date 03/05/2017 (new window) SFSA (SUECIA) 
05/07/2017
  • PROGRESSION TRUST
A warning PDF of date 05/07/2017 (new window) SFSA (SUECIA)TAMBIEN HACE REFERENCIA A UN FALSO REGULADOR (DEPARTMENT OF SECURITIES AND EXCHANGE REGULATION) PARA AUMENTAR SU CREDIBILIDAD
21/10/2009
  • PGM MERGERS & ACQUISITIONS
A warning PDF of date 21/10/2009 (new window) SFSA (SUECIA) 
28/03/2018
  • PRIME FINANCIAL PARTNERS
A warning PDF of date 28/03/2018 (new window) SFSA (SUECIA) 
21/12/2005
  • PREMIER ASSET MANAGEMENT
A warning PDF of date 21/12/2005 (new window) SFSA (SUECIA) 
15/04/2009
  • PARTNERS & RU ASSET MANAGEMENT
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
22/10/2008
  • PACIFIC EQUITY MANAGEMENT
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
14/12/2017
  • PRIMECFDS / WM OPTION / ORION SOLUTIONS SRL
A warning PDF of date 14/12/2017 (new window) SFSA (SUECIA) 
20/05/2009
  • PACIFIC WEALTH GLOBAL LTD
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
17/02/2010
  • PEARLGATE INTERNATIONAL LIMITED
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial P.