As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/02/2003
  • OCEAN INTERNATIONAL MARKETING, B.V.
A warning PDF of date 24/02/2003 (new window) NAFM (PAISES BAJOS) 
07/01/2004
  • OCF BANK
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 
07/01/2004
  • OCF BANK ONLINE
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 
07/01/2004
  • OCEANIC CAPITAL FINANCIAL
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 
07/01/2004
  • OCEANIC CAPITAL FINANCIAL CORP.
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 
11/05/2005
  • OPM RESOURCES
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
11/05/2005
  • ORION VENTURES LIMITED
A warning PDF of date 11/05/2005 (new window) SFC (HONG KONG) 
25/05/2005
  • OPTIONS INTERNATIONAL LTD
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
01/06/2005
  • ORION VENTURES LIMITED
A warning PDF of date 01/06/2005 (new window) SFC (HONG KONG) 
13/07/2005
  • OPUS FINANCIAL GROUP
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial O.