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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 19
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/08/2005
  • OAKMONT INTERNATIONAL LLC
A warning PDF of date 31/08/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • OXBRIDGE INTERNATIONAL LIMITED
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • OPES INGENIUM GROUP
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • OMEGA EQUITIES
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
08/03/2006
  • OXFORD FINANCE & SECURITY SERVICES
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
15/03/2006
  • OLYMPIA CORPORATE SERVICES
A warning PDF of date 15/03/2006 (new window) SFC (HONG KONG) 
26/04/2006
  • OMEGA FINANCIAL SERVICES
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
26/07/2006
  • OXBRIDGE INTERNATIONAL LIMITED
A warning PDF of date 26/07/2006 (new window) AMF (FRANCIA) 
17/01/2007
  • OCFDA (OFFSHORE COMMODITY FUTURES DEALERS ASSOCIATION)
A warning PDF of date 17/01/2007 (new window) CBF (BELGICA) 
28/02/2007
  • OCEANIA BANK PLC
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial O.