As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 23
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/12/2019
  • OPTION FOUR LTD OPERANDO COMO OPTIONFX (CLON)
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON NINGUNA ENTIDAD DEBIDAMENTE REGISTRADA
18/12/2019
  • ORION WEALTH MANAGEMENT UK (CLON)
  • ORIONWEALTH.CO.UK
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
11/12/2019
  • OITA SUMITOMO CORPORATE
A warning PDF of date 11/12/2019 (new window) FSMA (BELGICA) 
11/12/2019
  • ONESTOPBONDSHOP/ ONE STOP BOND SHOP
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
04/12/2019
  • ORION CONSULTING LTD
A warning PDF of date 04/12/2019 (new window) CONSOB (ITALIA) 
16/10/2019
  • OMEGAFX LIMITED / ENERGY CAPITAL GROUP EOOD
A warning PDF of date 16/10/2019 (new window) FMA (AUSTRIA) 
28/08/2019
  • OMC MARKETS (PERSONAL FOUND LTD)
A warning PDF of date 28/08/2019 (new window) FMA (AUSTRIA) 
26/06/2019
  • OPT FINANCE
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • ORION SERVICES EOOD
A warning PDF of date 26/06/2019 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
19/06/2019
  • OLZ WEALTH MANAGEMENT AG/OLZ GROUP (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.