As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 23 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/12/2009
  • OLYMPIA LAW FIRM
A warning PDF of date 09/12/2009 (new window) CBFA (BELGICA) 
13/01/2010
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 13/01/2010 (new window) CBFA (BELGICA) 
19/05/2010
  • ORIENTAL CONSOLIDATORS
A warning PDF of date 19/05/2010 (new window) CBFA (BELGICA) 
17/01/2007
  • OCFDA (OFFSHORE COMMODITY FUTURES DEALERS ASSOCIATION)
A warning PDF of date 17/01/2007 (new window) CBF (BELGICA) 
07/07/2010
  • ORION ADVISORY SERVICES, S.A.
A warning PDF of date 07/07/2010 (new window) BCSC (CANADA) 
19/05/2010
  • ORION ADVISORY SERVICES, S.A.
A warning PDF of date 19/05/2010 (new window) BCSC (CANADA) 
11/09/2013
  • OPCIONES BINARIAS
A warning PDF of date 11/09/2013 (new window) AMF (FRANCIA) 
09/07/2014
  • OPCIONES BINARIAS
A warning PDF of date 09/07/2014 (new window) AMF (FRANCIA) 
21/01/2015
  • OPCIONES BINARIAS
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 
14/11/2012
  • OPCIONES BINARIAS
A warning PDF of date 14/11/2012 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities, By initial O.