As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 18 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/11/2007
  • OVETII
A warning PDF of date 28/11/2007 (new window) FSAN (NORUEGA) 
12/12/2007
  • OLSEN ACQUISITIONS
A warning PDF of date 12/12/2007 (new window) FSAN (NORUEGA) 
20/06/2007
  • OPFUND LTD
A warning PDF of date 20/06/2007 (new window) FSC (ISLA DE MAN) 
07/01/2004
  • OCEANIC CAPITAL FINANCIAL
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 
08/03/2006
  • OXFORD FINANCE & SECURITY SERVICES
A warning PDF of date 08/03/2006 (new window) FSC (ISLA DE MAN) 
10/02/2010
  • OCEAN OIL AND GAS LIMITED
A warning PDF of date 10/02/2010 (new window) FSC (ISLA DE MAN) 
08/08/2007
  • OPFUND LTD
A warning PDF of date 08/08/2007 (new window) FSC (ISLA DE MAN)COMMONWEALTH OF DOMINICA
24/10/2007
  • OXFORD INTERNATIONAL CREDIT UNION
A warning PDF of date 24/10/2007 (new window) FSC (ISLA DE MAN)COMMONWEALTH OF DOMINICA
07/01/2004
  • OCF BANK
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 
12/09/2007
  • OFFSHORE CREDIT SERVICES LIMITED
A warning PDF of date 12/09/2007 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial O.