As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 26
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/03/2013
  • OCEAN MERGERS & ACQUISITIONS
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
18/03/2009
  • OLYMPIA LAW FIRM MERGERS & ACQUISITIONS
A warning PDF of date 18/03/2009 (new window) SFSA (SUECIA) 
21/09/2016
  • OSHIRO ASSOCIATES
A warning PDF of date 21/09/2016 (new window) SFSA (SUECIA) 
20/10/2010
  • ORIENT CONSULT BUSINESS CONSULTANTS LTD.
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 
10/06/2009
  • OPTION ONE INTERNATIONAL
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
28/10/2009
  • ORACLE EQUITY MANAGEMENT
A warning PDF of date 28/10/2009 (new window) SFSA (SUECIA) 
05/12/2012
  • ONE GLOBAL MANAGEMENT
A warning PDF of date 05/12/2012 (new window) SFSA (SUECIA) 
10/06/2009
  • OMEGA GLOBAL TRADING INC
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
23/04/2014
  • OFFSHORE SECURITIES ACQUISITIONS COMMISSION
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
07/11/2007
  • OLSEN ACQUISITIONS
A warning PDF of date 07/11/2007 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial O.