As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 9 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/07/2019
  • MARC FINANCE (CLON)
A warning PDF of date 31/07/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENEN NADA QUE VER CON LA ENTIDAD DEBIDAMENTE REGISTRADA MARC FINANCE LTD
03/05/2018
  • MARC HERMANN WEALTH MANAGEMENT (CLON)
A warning PDF of date 03/05/2018 (new window) FCA (REINO UNIDO) 
21/03/2018
  • MARCELA CUNDERLE (CLON)
A warning PDF of date 21/03/2018 (new window) FCA (REINO UNIDO) 
23/05/2018
  • MARCELA GERLOVA (CLON)
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
01/06/2011
  • MARCUS & COMPANY INC.
A warning PDF of date 01/06/2011 (new window) SFSA (SUECIA) 
22/06/2011
  • MARCUS & COMPANY INC.
A warning PDF of date 22/06/2011 (new window) FSAN (NORUEGA) 
23/08/2011
  • MARCUS & COMPANY INC.
A warning PDF of date 23/08/2011 (new window) FMA (AUSTRIA) 
29/09/2010
  • MARCUS JONES INTERNATIONAL
A warning PDF of date 29/09/2010 (new window) EI_CBI (IRLANDA) 
14/07/2010
  • MARCUS JONES INTERNATIONAL
A warning PDF of date 14/07/2010 (new window) FSA (REINO UNIDO) 
03/09/2014
  • MARCUS KPO SERVICES LLC
A warning PDF of date 03/09/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial M.