As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/05/2023
  • M. B. FINANCE
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA) 
07/06/2023
  • MAGNA FINANCE HOLDINGS
A warning PDF of date 07/06/2023 (new window) CBI (IRLANDA) 
24/11/2021
  • MAGNA UMBRELLA FUND (CLONE)
A warning PDF of date 24/11/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE IGUAL DENOMINACIÓN MAGNA UMBRELLA FUND PLC. TAMPOCO GUARDA VINCULACIÓN CON FIERA CAPITAL (UK) LIMITED
14/09/2022
  • MANAGED ACCOUNTS FUND SERVICES PLC (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
02/06/2021
  • ML CAPITAL ASSET MANAGEMENT (CLONE)
A warning PDF of date 02/06/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ML CAPITAL ASSET MANAGEMENT LIMITED.
27/03/2024
  • MERCER (IRELAND) LIMITED (CLONE)
A warning PDF of date 27/03/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE HA USADO LA DIRECCIÓN DE CORREO ELECTRÓNICO MARK.RYAN@MER-FINANCIAL-PLANNING.COM , HA CLONADO DETALLES DE LA ENTIDAD LEGÍTIMA MERCER (IRELAND) LIMITED, CON QUIEN NO GUARDA NINGUNA RELACIÓN.
26/04/2023
  • MYLENDERLOANS
A warning PDF of date 26/04/2023 (new window) CBI (IRLANDA) 
14/07/2021
  • MANDARIN PACIFIC TRANSFER AGENT
A warning PDF of date 14/07/2021 (new window) CBI (IRLANDA) 
28/09/2022
  • MERIT KAPITAL / MERIT FIXED INCOME FUND LIMITED (CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO LOS DATOS DE ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA Y AUTORIZADAS POR CYSEC
28/03/2007
  • METRO FINANCIALS (METRO)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 

Consultation criteria: By type unauthorised entities, By initial M.