As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 60 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/09/2014
  • MARTIN KESSLER (CLON)
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE.
16/11/2005
  • MARTIN CAMPBELL
A warning PDF of date 16/11/2005 (new window) FSC (ISLA DE MAN) 
12/07/2006
  • MARTIN CAMPBELL
A warning PDF of date 12/07/2006 (new window) FSC (ISLA DE MAN) 
18/05/2016
  • MARTIN PRANZ (CLON)
A warning PDF of date 18/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
28/06/2006
  • MARSHALL STANWICK
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
26/04/2006
  • MARSHALL LAMBERT GROUP
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
08/02/2006
  • MARSHALL EASTMAN ADVISORY
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
22/02/2006
  • MARSHALL EASTMAN ADVISORY
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
05/05/2010
  • MARSHALL BROWNING
A warning PDF of date 05/05/2010 (new window) FSA (REINO UNIDO) 
19/10/2016
  • MARSHALL ADVANCED INNOVATION LTD / JOSHUA CONSULTING LTD
A warning PDF of date 19/10/2016 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities, By initial M.