As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 56 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/08/2006
  • MR JON IRKLE
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN) 
26/07/2006
  • MR JAMES CROBSY
A warning PDF of date 26/07/2006 (new window) FSC (ISLA DE MAN) 
22/03/2006
  • MUTUAL FINANCE AND SECURITIES
A warning PDF of date 22/03/2006 (new window) FSC (ISLA DE MAN) 
22/03/2006
  • MICHAEL MANN / MICHAEL C. MANN
A warning PDF of date 22/03/2006 (new window) FSC (ISLA DE MAN) 
19/04/2006
  • MICHAEL WEBBER
A warning PDF of date 19/04/2006 (new window) FSC (ISLA DE MAN) 
23/08/2006
  • MASCOT WALTERS
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN) 
25/10/2006
  • MAILPOST EXPRESS
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • MR RYAN MCCOURT (SIC)
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • MR RYAN MCCOURT (SIC)
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 
23/08/2006
  • MR JAMES CROBSY
A warning PDF of date 23/08/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial M.