As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 56 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/01/2023
  • MOONLETOKEN
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 
13/10/2011
  • MOORE CAPITAL GROUP
A warning PDF of date 13/10/2011 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD MOORE EUROPE CAPITAL MANAGEMENT LLP, DEBIDAMENTE AUTORIZADA POR EL SUPERVISOR DE REINO UNIDO (NÚM. REG. 459504)
17/08/2022
  • MOORELAND ADVISORS LLC
A warning PDF of date 17/08/2022 (new window) FCA (REINO UNIDO) 
05/08/2020
  • MOORHAYES GREEN / MOORHAYES SOLUTIONS / FPLUS+ CONSULTING (CLON)
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
20/06/2018
  • MORETTI & ASSOCIATES
A warning PDF of date 20/06/2018 (new window) SFSA (SUECIA) 
16/03/2011
  • MORETTI ASSOCIATES
A warning PDF of date 16/03/2011 (new window) DFSA (DINAMARCA) 
02/03/2011
  • MORETTI ASSOCIATES
A warning PDF of date 02/03/2011 (new window) FMA (AUSTRIA) 
20/04/2011
  • MORETTI ASSOCIATES
A warning PDF of date 20/04/2011 (new window) FSAN (NORUEGA) 
20/07/2011
  • MORETTI ASSOCIATES AND LANTAU INTERNATIONAL
A warning PDF of date 20/07/2011 (new window) FSMA (BELGICA) 
06/03/2019
  • MORGAN & BERKELEY ASSOCIATES / MORGAN AND BERKELEY ASSOCIATES
A warning PDF of date 06/03/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial M.