Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 55 out of 76
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
23/08/2011 |
|
| FSA (REINO UNIDO) | ESTA ENTIDAD NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD ALEXANDER DAVID SECURITIES LIMITED, REGISTRADA CON LA FSA (NUM. 469150) |
23/08/2011 |
|
| FMA (AUSTRIA) | |
18/08/2011 |
|
| FSA (REINO UNIDO) | SIN RELACIÓN CON LAS EMPRESAS AUTORIZADAS POR LA FSA: MENZIES CORPORATE FINANCE LTD (230022); MENZIES WEALTH MANAGEMENT LTD (486548) Y MENZIES LLP (AUDITORES REGISTRADOS). |
10/08/2011 |
|
| FSA (REINO UNIDO) | ESTA SOCIEDAD NO TIENE NINGUNA RELACIÓN CON LA SOCIEDAD INGLESA MONTROSE FASTENERS LIMITED (COMPANIES HOUSE NO: 02646431). |
03/08/2011 |
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MOUNT VERNON EQUITIES INC.
|
| FSA (REINO UNIDO) | |
03/08/2011 |
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MANOR FINANCIAL MANAGEMENT
|
| FSA (REINO UNIDO) | |
03/08/2011 |
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MADISON AVENUE MERGERS & ACQUISITIONS
|
| FSA (REINO UNIDO) | |
03/08/2011 |
|
| FSAN (NORUEGA) | |
20/07/2011 |
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MILLER & PARKER CONSULTING GROUP
|
| FSA (REINO UNIDO) | |
20/07/2011 |
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MORETTI ASSOCIATES AND LANTAU INTERNATIONAL
|
| FSMA (BELGICA) | |
Consultation criteria: By type unauthorised entities, By initial M.