As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 51 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/11/2005
  • MONTGOMERY TATE ASSOCIATES
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • MERCANTILE STERLING MANAGEMENT
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
26/04/2006
  • MARSHALL LAMBERT GROUP
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
26/04/2006
  • MORGAN PHILIPS ADVISORY
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
11/05/2005
  • MEISSNER GOODISON LEE & ASSOCIATES
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
26/04/2006
  • MADISON & SILVER ASSET MANAGEMENT INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
16/01/2013
  • MORRIS AND HILL ACQUISITIONS
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
19/12/2012
  • MERCURY GLOBAL ACQUISITIONS
A warning PDF of date 19/12/2012 (new window) FSA (REINO UNIDO) 
24/05/2002
  • MILLENNIUM FINANCIAL LTD.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
24/10/2012
  • MONARCH WEALTH CONSULTANTS
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial M.