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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 59
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/07/2021
  • MANDARIN PACIFIC TRANSFER AGENT
A warning PDF of date 14/07/2021 (new window) CBI (IRLANDA) 
24/11/2021
  • MAGNA UMBRELLA FUND (CLON)
A warning PDF of date 24/11/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE IGUAL DENOMINACIÓN MAGNA UMBRELLA FUND PLC. TAMPOCO GUARDA VINCULACIÓN CON FIERA CAPITAL (UK) LIMITED
02/12/2020
  • MULTI FUND 10 (CLON)
A warning PDF of date 02/12/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN MULTI FUND 10 UMBRELLA ICAV
02/06/2021
  • ML CAPITAL ASSET MANAGEMENT (CLON)
A warning PDF of date 02/06/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ML CAPITAL ASSET MANAGEMENT LIMITED.
28/04/2021
  • MYFINANCECASH / MY FINANCE CASH
A warning PDF of date 28/04/2021 (new window) CBI (IRLANDA) 
28/03/2007
  • METRO FINANCIALS (METRO)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
17/02/2021
  • MAKERUN CORP. (RACEOPTION)
A warning PDF of date 17/02/2021 (new window) CMVM (PORTUGAL) 
01/07/2020
  • MONEYTREEINVESTMENT
A warning PDF of date 01/07/2020 (new window) CMVM (PORTUGAL) 
02/12/2009
  • MXBK GROUP S.A. DE C.V.
  • MEXBANK S.A. DE C.V.
  • MEXBANK FINANCIERA S.A. DE C.V.
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
02/12/2009
  • MEXFOREX S.A. DE C.V.
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 

Consultation criteria: By type unauthorised entities, By initial M.