As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 15 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/10/2016
  • MILLIONET INVESTMENT MANAGEMENT LIMITED
A warning PDF of date 26/10/2016 (new window) CSSF (LUXEMBURGO) 
11/09/2013
  • MAYER KAUFMAN PRIVATE BANKERS
A warning PDF of date 11/09/2013 (new window) CSSF (LUXEMBURGO) 
19/02/2014
  • MILLECAPITAUX - PRIVATE & INVESTMENT BANKERS
A warning PDF of date 19/02/2014 (new window) CSSF (LUXEMBURGO) 
05/08/2020
  • MERCER ALTERNATIVES (CLON)
A warning PDF of date 05/08/2020 (new window) CSSF (LUXEMBURGO)NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA MERCER ALTERNATIVES (LUXEMBOURG) S.À R.L
11/01/2023
  • MERCURIA X / MERCURIA VENTURES
A warning PDF of date 11/01/2023 (new window) CSSF (LUXEMBURGO) 
12/02/2020
  • MUTUELLE CREDIT
A warning PDF of date 12/02/2020 (new window) CSSF (LUXEMBURGO) 
16/11/2022
  • MAGENTA CAPITAL MANAGEMENT (CLONE)
A warning PDF of date 16/11/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE AL PÚBLICO DE QUE LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE DE LA INSTITUCIÓN DE CRÉDITO SWISSQUOTE BANK EUROPE S.A.
26/03/2014
  • MERCURIA TECHNOLOGIES LTD
A warning PDF of date 26/03/2014 (new window) CYSEC (CHIPRE) 
07/11/2012
  • MY 4XCELLENT LIMITED
A warning PDF of date 07/11/2012 (new window) CYSEC (CHIPRE) 
16/03/2011
  • MORETTI ASSOCIATES
A warning PDF of date 16/03/2011 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities, By initial M.