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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 59
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/10/2008
  • MORGAN FINCH INTERNATIONAL
A warning PDF of date 22/10/2008 (new window) DFSA (DINAMARCA) 
23/06/2010
  • MADDEN GROUP INC.
A warning PDF of date 23/06/2010 (new window) DFSA (DINAMARCA) 
15/10/2008
  • MORLEY THOMPSON INC.
A warning PDF of date 15/10/2008 (new window) DFSA (DINAMARCA) 
30/05/2012
  • MURRAY MERGER GROUP
A warning PDF of date 30/05/2012 (new window) EI_CBI (IRLANDA) 
12/06/2002
  • MILLENNIUM FINANCIAL LTD.
A warning PDF of date 12/06/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
06/08/2002
  • MORGAN PARIS & COMPANY
A warning PDF of date 06/08/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
12/03/2002
  • MORGAN PARIS & COMPANY
A warning PDF of date 12/03/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
25/11/2015
  • MOTOYAGI AND ASSOCIATES
A warning PDF of date 25/11/2015 (new window) EI_CBI (IRLANDA) 
26/11/2014
  • MIYAKO MERGERS & ACQUISITIONS
A warning PDF of date 26/11/2014 (new window) EI_CBI (IRLANDA) 
19/09/2012
  • MMA CAPITAL MARKETS LIMITED
A warning PDF of date 19/09/2012 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial M.