As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/12/2021
  • LATITUDE ESCROW SERVICES
A warning PDF of date 22/12/2021 (new window) CSSF (LUXEMBURGO) 
01/07/2020
  • LATITUDEFX / LATITUDE INVESTMENTS FX BANK (CLON)
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
09/09/2015
  • LAU GLOBAL SERVICES CORP
A warning PDF of date 09/09/2015 (new window) CYSEC (CHIPRE) 
20/04/2016
  • LAU GLOBAL SERVICES CORPORATION / MXTRADE / TARIS FINANCIAL CORP.
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
16/01/2019
  • LAUDER CORPORATE PARTNERS
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
30/03/2016
  • LAUNTON WEALTH
A warning PDF of date 30/03/2016 (new window) FCA (REINO UNIDO)UTILIZA EL NÚMERO DE REFERENCIA DE UNA ENTIDAD DEBIDAMENTE REGISTRADA
22/08/2012
  • LAVENKOV CAPITAL PARTNERS
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
12/06/2013
  • LAWRENCE JAMES & ASSOCIATES
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 
27/03/2013
  • LAWRENCE JAMES AND ASSOCIATES (USA)
A warning PDF of date 27/03/2013 (new window) EI_CBI (IRLANDA) 
19/04/2017
  • LAWSON CONSULTANCY LIMITED
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial L.