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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 30
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/02/2021
  • LOAN FINANCE OFFER
A warning PDF of date 10/02/2021 (new window) CBI (IRLANDA) 
27/01/2021
  • LOANLINE/ LOAN LINE (CLON)
A warning PDF of date 27/01/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BIZFELLA LTD (OPERANDO COMO LOANLINEUK.NET).
20/01/2021
  • LG PATRIMOINE
A warning PDF of date 20/01/2021 (new window) CSSF (LUXEMBURGO) 
20/01/2021
  • LEAD INVESTMENT LEADS LTD (OPERANDO COMO INVESTMENT COMPARISON GROUP)
A warning PDF of date 20/01/2021 (new window) FCA (REINO UNIDO) 
07/01/2021
  • LOMBARD LONDON / LOMBARD AM (CLON)
  • LOMBARDLONDON.COM / LOMBARDAM.COM
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LTD.
23/12/2020
  • LIBORTC LTD
A warning PDF of date 23/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/12/2020
  • LITEWAY LOANS (CLON)
A warning PDF of date 23/12/2020 (new window) CBI (IRLANDA) 
23/12/2020
  • LOAN SOCIETY (CLON)
A warning PDF of date 23/12/2020 (new window) CBI (IRLANDA) 
16/12/2020
  • LIBORTC
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO)EL PRODUCTO ADVERTIDO NO TIENE NINGUNA VINCULACIÓN CON EL PRODUCTO DEBIDAMENTE REGISTRADO GLOBAL LIBOR PLUS BOND FUND.
16/12/2020
  • LBP ASSET MANAGEMENT (CLON)
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LA BANQUE POSTALE ASSET MANAGEMENT.

Consultation criteria: By type unauthorised entities, By initial L.