As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/07/2015
  • LUMA GROUP
A warning PDF of date 08/07/2015 (new window) FSAN (NORUEGA) 
07/07/2010
  • LUKE LAWSON
A warning PDF of date 07/07/2010 (new window) FSC (ISLA DE MAN) 
19/06/2019
  • LUKAS PRIB
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
28/05/2014
  • LUKAS KANTOR SECURITIES
A warning PDF of date 28/05/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LUKAS KANTOR
25/10/2023
  • LUÍS ANDRÉ DE GOES RIBEIRO DA CUNHA
A warning PDF of date 25/10/2023 (new window) CMVM (PORTUGAL) 
20/03/2024
  • LTD CAPITAL
A warning PDF of date 20/03/2024 (new window) FSMA (BELGICA) 
12/04/2023
  • LSP HOLDING SARL (CLONE)
A warning PDF of date 12/04/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA USA DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE Y LA DIRECCIÓN DE LA ENTIDAD DE LUXEMBURGO LSP HOLDING. PARA ELLO, ENVÍA A POTENCIALES INVERSORES CORREOS ELECTRÓNICOS CON EL FORMATO NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM <MAILTO:NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM>. DICHOS CORREOS ELECTRÓNICOS PUEDEN LLEVAR LA FIRMA DE UN FALSO AGENTE DE LA CSSF.
16/04/2014
  • LSE WEALTH MANAGEMENT INC
A warning PDF of date 16/04/2014 (new window) FCA (REINO UNIDO) 
23/11/2022
  • LQD FX
A warning PDF of date 23/11/2022 (new window) FCA (REINO UNIDO) 
10/11/2022
  • LPLFINANCES.COM / BZW / HALEBORE LTD
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial L.