As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 30 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/06/2016
  • LOCKER CAPITAL MANAGEMENT
  • LOCKER GLOBAL MANAGEMENT
A warning PDF of date 15/06/2016 (new window) CSSF (LUXEMBURGO) 
27/04/2022
  • LODESTONE PARTNERS / LOADSTONE
A warning PDF of date 27/04/2022 (new window) FCA (REINO UNIDO) 
18/04/2018
  • LOEB BENSON
A warning PDF of date 18/04/2018 (new window) FMA (AUSTRIA) 
28/04/2010
  • LOGICAL CLEARING LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
30/09/2009
  • LOGICAL CLEARING LIMITED
A warning PDF of date 30/09/2009 (new window) SFC (HONG KONG) 
09/05/2007
  • LOHMAN BROKERS
A warning PDF of date 09/05/2007 (new window) NAFM (PAISES BAJOS) 
18/04/2018
  • LOK MARKETING LTD / SOLIDCFD
A warning PDF of date 18/04/2018 (new window) FMA (AUSTRIA) 
07/04/2021
  • LOLLYGAG PARTNERS LTD
A warning PDF of date 07/04/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
06/04/2022
  • LOLLYGAG PARTNERS LTD / FXCORE, INC (“FX CORE”)
A warning PDF of date 06/04/2022 (new window) FMA (AUSTRIA) 
25/10/2006
  • LOMAX & PARTNER SERVICES LIMITED
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial L.