As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/03/2002
  • J.P. TURNER & COMPANY, L.L.C.
A warning PDF of date 12/03/2002 (new window) EI_CBI (IRLANDA) 
28/12/2005
  • J. LO TRANDING CORP.
A warning PDF of date 28/12/2005 (new window) DFSA (DINAMARCA) 
04/03/2015
  • JANIBANK INVESTMENT LTD
A warning PDF of date 04/03/2015 (new window) CYSEC (CHIPRE) 
10/09/2014
  • JAMES DOYLE
A warning PDF of date 10/09/2014 (new window) CSSF (LUXEMBURGO) 
16/12/2020
  • JULIUS BAER GROUP / BANQUE JULIUS BAER & CIE SA (CLON)
A warning PDF of date 16/12/2020 (new window) CSSF (LUXEMBURGO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BANK JULIUS BAER EUROPE S.A.
26/10/2022
  • JULIUS BAER GROUP (CLONE)
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE AL PÚBLICO DE QUE LAS ENTIDADES JULIUS BAER GROUP Y BANQUE JULIUS BAER $ CIE SA, NO GUARDAN RELACIÓN CON LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, BANK JULIUS BAER EUROPE S.A.
20/01/2016
  • JJ BAUER ASSET MANAGEMENT
A warning PDF of date 20/01/2016 (new window) CSSF (LUXEMBURGO) 
09/05/2018
  • JSB CAPITAL GROUP (SV) LTD.
A warning PDF of date 09/05/2018 (new window) CONSOB (ITALIA) 
16/09/2020
  • JEAN PIERRE TECHNOLOGIES LTD
A warning PDF of date 16/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
27/06/2018
  • JOSHUA PARTNERS EOOD / JOSHUA DEVELOPMENT LTD
A warning PDF of date 27/06/2018 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial J.