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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 12
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/10/2016
  • JACOB L. CALLAN
A warning PDF of date 05/10/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
07/12/2005
  • JAMESON WEST ASSOCIATES
A warning PDF of date 07/12/2005 (new window) AMF (FRANCIA) 
09/08/2006
  • JEAN-PIERRE GALLIEN
A warning PDF of date 09/08/2006 (new window) AMF (FRANCIA) 
04/04/2003
  • JACKSON COLE INVESTMENTS
A warning PDF of date 04/04/2003 (new window) CBF (BELGICA) 
23/01/2008
  • JOHNSON AND BROWN
A warning PDF of date 23/01/2008 (new window) CBFA (BELGICA) 
12/02/2020
  • JAKUB CHRZANOWSKI OPERANDO COMO BSM IRELAND (IRLANDA)
A warning PDF of date 12/02/2020 (new window) CBI (IRLANDA) 
03/11/2021
  • JMS ICAV (CLON)
A warning PDF of date 03/11/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y CON IGUAL DENOMINACIÓN JMS ICAV
03/11/2021
  • JMS LIMITED / JMS FINANCIAL (CLON)
A warning PDF of date 03/11/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y CON DENOMINACIÓN JMS ICAV
27/06/2018
  • JOSHUA PARTNERS EOOD / JOSHUA DEVELOPMENT LTD
A warning PDF of date 27/06/2018 (new window) CONSOB (ITALIA) 
09/05/2018
  • JSB CAPITAL GROUP (SV) LTD.
A warning PDF of date 09/05/2018 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial J.