As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 34 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/11/2015
  • INRIS UCITS FUND PLC (CLON)
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
21/10/2015
  • INTERACTIVE LTD. (CLON)
A warning PDF of date 21/10/2015 (new window) MNB (HUNGRIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/10/2015
  • INSIGHT TRADING GROUP
A warning PDF of date 14/10/2015 (new window) SFSA (SUECIA) 
08/07/2015
  • INTERNATIONAL ASSET MANAGEMENT GROUP LTD/IAM GROUP
A warning PDF of date 08/07/2015 (new window) FCA (REINO UNIDO) 
27/05/2015
  • INDUSTRIAL AND COMMERCIAL BANK OF CHINA (CLON)
A warning PDF of date 27/05/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
15/04/2015
  • INVESTEC ASSET MANAGEMENT LIMITED (CLON)
A warning PDF of date 15/04/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
18/02/2015
  • INTERACTIVE BROKERAGE LTD (FORMER GLOBAL MARKETS LDT)
A warning PDF of date 18/02/2015 (new window) BFSC (BULGARIA) 
28/01/2015
  • IGETMANIA
A warning PDF of date 28/01/2015 (new window) CSSF (LUXEMBURGO) 
03/12/2014
  • INGLEDEW TRADING
A warning PDF of date 03/12/2014 (new window) FCA (REINO UNIDO) 
22/10/2014
  • INTERNATIONAL MERGERS AND ACQUISITIONS BOARD OF JAPAN
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial I.