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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 175
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/12/2006
  • HUNTER WILLIAM ASSOCIATES
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
27/12/2006
  • HTTP://BTILONDON.INFO
A warning PDF of date 27/12/2006 (new window) FSC (ISLA DE MAN) 
27/12/2006
  • HTTP://CITYTRUST.EB-K.COM/
A warning PDF of date 27/12/2006 (new window) FSC (ISLA DE MAN) 
10/01/2007
  • HAMILTONS FINANCIAL SERVICES SL
A warning PDF of date 10/01/2007 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
24/01/2007
  • HOLLINGER NEWCASTLE LIMITED
A warning PDF of date 24/01/2007 (new window) SFSA (SUECIA) 
24/01/2007
  • HANSON GROUP INTERNATIONAL
A warning PDF of date 24/01/2007 (new window) SFSA (SUECIA) 
31/01/2007
  • HANOVER COMPANY LIMITED
A warning PDF of date 31/01/2007 (new window) JFSC (JERSEY) 
21/03/2007
  • HTTP://WWW.PEGASUS-VENTURES.NET
A warning PDF of date 21/03/2007 (new window) FSAN (NORUEGA) 
21/03/2007
  • HTTP://WWW.PEGASUS-VENTURES.NET
A warning PDF of date 21/03/2007 (new window) DFSA (DINAMARCA) 
28/03/2007
  • HPR COMMODITIES (HPR)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 

Consultation criteria: By type unauthorised entities, By initial H.