As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 45 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/08/2011
  • GLENCORE INTERNATIONAL PLC
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
27/02/2019
  • GLENCOE PARTNERS LTD
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
29/06/2022
  • GLENCO CAPITAL INVESTMENT
A warning PDF of date 29/06/2022 (new window) FCA (REINO UNIDO) 
14/09/2022
  • GLENCAR ICAV (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE, DIRECCIÓN Y NÚMERO DE AUTORIZACIÓN DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA
10/06/2009
  • GLENBURNIE INVESTMENTS LIMITED
A warning PDF of date 10/06/2009 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
01/03/2023
  • GLE MARKETS
  • GLEMARKETS.COM
A warning PDF of date 01/03/2023 (new window) FSMA (BELGICA) 
19/06/2019
  • GLC CAR INSURANCE
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
31/03/2020
  • GLAMS GROUP SRL / PASQUALE DI SANTO
A warning PDF of date 31/03/2020 (new window) CONSOB (ITALIA) 
07/04/2020
  • GLADSTONE CAPITAL MANAGEMENT (CLON)
A warning PDF of date 07/04/2020 (new window) FCA (REINO UNIDO) 
11/05/2022
  • GLADIOLU STOX MARKETS LTD
A warning PDF of date 11/05/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial G.