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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 44 out of 45
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/05/2009
  • GARDNER FINANCIAL TRADING
A warning PDF of date 13/05/2009 (new window) SFSA (SUECIA) 
01/10/2014
  • GLOBAL EQUITIES MARKET ADMINISTTRATION
A warning PDF of date 01/10/2014 (new window) SFSA (SUECIA) 
24/02/2016
  • GEMINI ACQUISITIONS
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
18/03/2009
  • GREEN VALLEY VENTURE CAPITALIST
A warning PDF of date 18/03/2009 (new window) SFSA (SUECIA) 
27/09/2006
  • GLOBAL RECOVERY ALLIANCE, LTD
A warning PDF of date 27/09/2006 (new window) SFSA (SUECIA) 
11/10/2006
  • GOLDMAN ASSET MANAGEMENT
A warning PDF of date 11/10/2006 (new window) SFSA (SUECIA) 
11/10/2006
  • GREENFIELD CONSULTING LTD
A warning PDF of date 11/10/2006 (new window) SFSA (SUECIA) 
12/07/2006
  • GREEN CAP FINANCIAL LLC
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
14/09/2005
  • GLOBAL MEDICAL FINANCING
A warning PDF of date 14/09/2005 (new window) SFSA (SUECIA) 
17/10/2012
  • GUANGZHOU COMMODITY EXCHANGE, GZCOM
A warning PDF of date 17/10/2012 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial G.