As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 44 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/12/2020
  • GLOBAL ALLIANCE LTD
  • GLBALLIANCE.COM
A warning PDF of date 09/12/2020 (new window) AFM (PAISES BAJOS) 
31/05/2017
  • GLOBAL ALLIANCE CAPITAL
A warning PDF of date 31/05/2017 (new window) AFM (PAISES BAJOS) 
17/03/2021
  • GLOBAL ALLIANCE
A warning PDF of date 17/03/2021 (new window) FSMA (BELGICA) 
28/02/2018
  • GLOBAL ACE INVESTMENT LIMITED (HONG KONG)
A warning PDF of date 28/02/2018 (new window) CBI (IRLANDA) 
14/06/2023
  • GLOBA GIANT ASSET / GLOBAGIANTASSET
A warning PDF of date 14/06/2023 (new window) FCA (REINO UNIDO) 
14/12/2022
  • GLOB FX TRADING
A warning PDF of date 14/12/2022 (new window) FCA (REINO UNIDO) 
15/06/2022
  • GLENROCKS
A warning PDF of date 15/06/2022 (new window) FSMA (BELGICA) 
01/08/2012
  • GLENN STEPHEN EDWARDS
A warning PDF of date 01/08/2012 (new window) FSA (REINO UNIDO)LA PERSONA ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON UN EMPLEADO DEL BANK OF SCOTLAND PLC CON EL MISMO NOMBRE
26/01/2022
  • G-LENEN
  • GELD FINANZ
  • GLOBAL SERVICES AGENCY & FINANCIËN
A warning PDF of date 26/01/2022 (new window) FSMA (BELGICA) 
10/08/2011
  • GLENDALE MANAGEMENT GROUP
A warning PDF of date 10/08/2011 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities, By initial G.