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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 44 out of 46
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/03/2020
  • GATO CAPITAL PARTNERS
A warning PDF of date 31/03/2020 (new window) FSMA (BELGICA) 
15/11/2006
  • GATEWAY CORPORATE SERVICES LIMITED
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
07/09/2011
  • GATEMORE CAPITAL MANAGEMENT
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
26/04/2006
  • GATEMOOR SECURITIES INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
11/10/2017
  • GATCO BANK PLC
A warning PDF of date 11/10/2017 (new window) FCA (REINO UNIDO) 
13/06/2012
  • GASTON CAPITAL GROUP
A warning PDF of date 13/06/2012 (new window) CYSEC (CHIPRE) 
14/01/2009
  • GARRARD ASSOCIATES
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
17/06/2015
  • GARNIER GLOBAL FINANCE (CLON)
A warning PDF of date 17/06/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON A ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
13/05/2009
  • GARDNER FINANCIAL TRADING
A warning PDF of date 13/05/2009 (new window) SFSA (SUECIA) 
20/05/2009
  • GARANT PARTNERS
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial G.