As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 64 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/06/2022
  • FTI FINANCE
A warning PDF of date 29/06/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
17/08/2022
  • FTI FINANCE
A warning PDF of date 17/08/2022 (new window) CONSOB (ITALIA) 
31/03/2021
  • FTI LIMITED (CLONE)
A warning PDF of date 31/03/2021 (new window) CBI (IRLANDA) 
23/11/2022
  • FTMTRADE
A warning PDF of date 23/11/2022 (new window) FSMA (BELGICA) 
05/07/2006
  • FTSE INDEX FUNDS
A warning PDF of date 05/07/2006 (new window) FSC (ISLA DE MAN) 
05/10/2022
  • FUCHS & ASSOCIÉS FINANCE S.A (CLONE)
A warning PDF of date 05/10/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA, QUE USA DIRECCIONES DE CORREO ELECTRÓNICO UTILIZANDO EL FORMATO NOMBRE.APELLIDO@FUCHSGROUP-PARIS.COM Y CONTACT@FUCHSGROUP-PARIS.COM, NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA EN LUXEMBURGO CON IDÉNTICA DENOMINACIÓN
09/09/2020
  • FUDA CAPITAL
A warning PDF of date 09/09/2020 (new window) FCA (REINO UNIDO) 
29/09/2010
  • FUEHRENDE INVESTITIONEN LIMITED
A warning PDF of date 29/09/2010 (new window) SSMA (ESLOVENIA) 
15/06/2016
  • FUJI CREDIT ASSET MANAGEMENT
A warning PDF of date 15/06/2016 (new window) AFM (PAISES BAJOS) 
25/05/2016
  • FUJI CREDIT ASSET MANAGEMENT (OR FUJI CREDIT J-LLC)
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial F.