As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 46 out of 49
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/04/2010
  • E-TRADER LIMITED
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
01/10/2008
  • ELECTRONIC CAPITAL MARKETS LIMITED
  • ECM TRADING LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
16/03/2005
  • EURO YEN USD
A warning PDF of date 16/03/2005 (new window) SFC (HONG KONG) 
03/02/2010
  • EURO PACIFIC TRADE
A warning PDF of date 03/02/2010 (new window) SFC (HONG KONG) 
17/02/2010
  • EDENBRIDGE INTERNATIONAL LIMITED
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
06/07/2005
  • EBAY (NO RELACIONADA CON EBAY INC., USA)
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
07/04/2010
  • EQUIASIA GROUP LIMITED
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
12/12/2007
  • E-MONEY BALANCE TRUSTWORTHY GROUP INC.
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 
01/03/2006
  • E.GOTRADE
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
12/12/2007
  • ELLIOTT & PARTNERS ADVISORY (HK) LIMITED
A warning PDF of date 12/12/2007 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial E.