As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 46 out of 53
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/10/2024
  • EVOLVE FINANCE LIMITED (CLONE)
A warning PDF of date 23/10/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE OPERA UTILIZANDO LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@EVOLVEFINANCELIMITED.COM HA CLONADO DATOS DE LA ENTIDAD AUTORIZADA POR EL CBI DEL MISMO NOMBRE EVOLVE FINANCE LIMITED, CON QUIEN NO GUARDA RELACIÓN
30/09/2020
  • EVOLVE FINANCIAL SERVICES LIMITED
  • EVOLVE FINANCIAL SERVICES LTD
  • EVOLVE FINANCIALS (CLON)
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
23/02/2022
  • EVOLVE INVEST LIMITED
A warning PDF of date 23/02/2022 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
28/04/2021
  • EVOMOVEMENT
A warning PDF of date 28/04/2021 (new window) CMVM (PORTUGAL) 
07/03/2012
  • EVV GROUP
A warning PDF of date 07/03/2012 (new window) FSA (REINO UNIDO) 
30/11/2022
  • EX INVESTMENT
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 
19/11/2008
  • EX TRADE
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
14/12/2022
  • EX TRADE / HORDE TRADE
A warning PDF of date 14/12/2022 (new window) FCA (REINO UNIDO) 
29/08/2012
  • EXCEL BROKERS LTD
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA EXCEL BROKERS SA
12/07/2006
  • EXCEL HOMES PLC
A warning PDF of date 12/07/2006 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial E.