As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 33 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/08/2020
  • EGM FINANCE
  • EGMFINANCE.COM
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • EAGLE DIRECT INVESTMENTS (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
02/10/2019
  • EPICXOPTION (CLON)
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
18/12/2019
  • EMSWORTH ALTERNATIVES
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
26/06/2019
  • EASY CHEAP LOANS
A warning PDF of date 26/06/2019 (new window) FCA (REINO UNIDO) 
09/04/2019
  • EXECS FINANCIAL SERVICE(S) / EFS / EXECS LENDING FIRM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • E-PROSPECTS MEDIA JLT (OPERANDO COMO BEST LOANS DIRECT)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
12/01/2022
  • EXPERTTRADING
A warning PDF of date 12/01/2022 (new window) FCA (REINO UNIDO) 
15/01/2020
  • ELLIS AND BURLINGTON
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
18/12/2019
  • ELLIS FINANCE
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial E.