As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/04/2011
  • EDGELAKE MERGERS & ACQUISITIONS
A warning PDF of date 20/04/2011 (new window) FSA (REINO UNIDO) 
20/04/2011
  • EXCELSUS BUSINESS SERVICES
A warning PDF of date 20/04/2011 (new window) FSAN (NORUEGA) 
11/05/2011
  • ELITE EEA INVESTMENT PORTFOLIO
A warning PDF of date 11/05/2011 (new window) FSA (REINO UNIDO) 
18/05/2011
  • ELITE INDEPENDENT FINANCIAL ADVISERS
A warning PDF of date 18/05/2011 (new window) FSA (REINO UNIDO) 
25/05/2011
  • ESCROW ADVISORY GROUP/ESCROW ADVISORY LTD
A warning PDF of date 25/05/2011 (new window) FSA (REINO UNIDO) 
08/06/2011
  • EUROPA CAPITAL GROUP
A warning PDF of date 08/06/2011 (new window) FSA (REINO UNIDO) 
22/06/2011
  • EVOLUTION SECURITIES (ES)
A warning PDF of date 22/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • EPICON FINANCIAL
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
29/06/2011
  • EAGLE STAR INTERNATIONAL SERVICES LTD
A warning PDF of date 29/06/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • EQUITY RESEARCH PARTNERS
A warning PDF of date 10/08/2011 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial E.