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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 32
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/02/2006
  • EQUITY SECURITY AND FINANCE COMPANY
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
22/02/2006
  • ESFC FINANCIAL
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
01/03/2006
  • E.GOTRADE
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
28/06/2006
  • E1 ASSET MANAGEMENT INC
A warning PDF of date 28/06/2006 (new window) FSC (ISLA DE MAN) 
05/07/2006
  • EATON CAPITAL AMERICAS
A warning PDF of date 05/07/2006 (new window) SFSA (SUECIA) 
12/07/2006
  • EXCEL HOMES PLC
A warning PDF of date 12/07/2006 (new window) JFSC (JERSEY) 
11/10/2006
  • EATON CAPITAL AMERICAS (BELIZE / GUATEMALA)
A warning PDF of date 11/10/2006 (new window) CSSF (LUXEMBURGO) 
25/10/2006
  • EDWARD T. MARTIN
A warning PDF of date 25/10/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • EDZELL VENTURES
A warning PDF of date 13/12/2006 (new window) SFSA (SUECIA) 
27/12/2006
  • EQUITY DEVELOPMENT GROUP (EDG)
A warning PDF of date 27/12/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial E.