As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 36 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/04/2020
  • ELITE TRADING
A warning PDF of date 07/04/2020 (new window) FSMA (BELGICA) 
07/10/2020
  • ELITE TRADERS TRADING SERVICES LTD / PRIME TECHNOLOGIES LTD
A warning PDF of date 07/10/2020 (new window) FMA (AUSTRIA) 
02/12/2020
  • ELITE OPPORTUNITIES PLC (CLON)
A warning PDF of date 02/12/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN ELITE OPPORTUNITIES PLC
18/05/2011
  • ELITE INDEPENDENT FINANCIAL ADVISERS
A warning PDF of date 18/05/2011 (new window) FSA (REINO UNIDO) 
22/01/2020
  • ELITE FINANCE SOLUTIONS
A warning PDF of date 22/01/2020 (new window) CSSF (LUXEMBURGO) 
11/05/2011
  • ELITE EEA INVESTMENT PORTFOLIO
A warning PDF of date 11/05/2011 (new window) FSA (REINO UNIDO) 
09/08/2023
  • ELITE CRYPTO EXCHANGE
A warning PDF of date 09/08/2023 (new window) FCA (REINO UNIDO) 
02/02/2022
  • ELITE COIN TRADE
A warning PDF of date 02/02/2022 (new window) FCA (REINO UNIDO) 
16/03/2022
  • ELITE CHAIN CAPITAL
  • ELITECHAINCAPITAL
A warning PDF of date 16/03/2022 (new window) FCA (REINO UNIDO) 
18/01/2023
  • ELITE CAPITAL INVEST
A warning PDF of date 18/01/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial E.